As the Private Placement Memorandum Attorney I often get asked the question what is a security and am I offering a security? So to help clarify what is a security, let’s look at a couple of things. (1) IMPORTANT GROUND…
Monthly Archives: July 2013
SEC Rule 144 – Reselling Your Restricted Stock?
SEC Rule 144 – Reselling Your Restricted Stock? When strictly followed, this “safe harbor” rule allows holders of “restricted” securities to resell. HOW LONG MUST I HOLD RESTRICTED STOCK? It depends. If the issuing company is a reporting issuer then…