As the Private Placement Memorandum Attorney I often get asked the question what is a security and am I offering a security? So to help clarify what is a security, let’s look at a couple of things. (1) IMPORTANT GROUND…
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SEC Rule 144 – Reselling Your Restricted Stock?
SEC Rule 144 – Reselling Your Restricted Stock? When strictly followed, this “safe harbor” rule allows holders of “restricted” securities to resell. HOW LONG MUST I HOLD RESTRICTED STOCK? It depends. If the issuing company is a reporting issuer then…
What Is In A PPM
A Private Placement Memorandum or PPM for short; lays out all the material facts and circumstances that are connected with your company or your investment project. A key factor of a PPM is disclosing the risk factors associated with your…
What Is A PPM
PPM is short for Private Placement Memorandum. Under the Federal States Security Laws you are either doing a public offering or a private placement. If you are doing a private placement this means you are not doing any type of…
Posted in Videos Tagged with: PPM, private placement, private placement exemptions, private placement memorandum, private placement memorandum attorney
Do I Need A Private Placement Memorandum
As the Private Placement Memorandum Attorney I of course get asked the question all the time…”Do I really need a PPM?”. Best practices require you to give full disclosure to your investors, outlining all the risks of the investment. I…
Posted in Videos Tagged with: capital raise, PPM, private placement memorandum, private placement memorandum attorney, SEC
Why Do I Need a Private Placement Memorandum?
As the Private Placement Memorandum Attorney, I often get the question, “Why do I need a private placement memorandum? Can’t I get away with a simple term sheet? Especially if I try to raise capital from only accredited investors?”. To…
Posted in Private Placement Memorandum Tagged with: PPM, private placement, private placement memorandum, private placement memorandum attorney